Filing Details
- Accession Number:
- 0001562180-20-000323
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-10 16:32:35
- Reporting Period:
- 2020-01-08
- Accepted Time:
- 2020-01-10 16:32:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 35214 | Ferro Corp | FOE | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 340217820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358620 | T Peter Thomas | C/O Ferro Corporation 6060 Parkland Boulevard Mayfield Heights OH 44124 | Chairman, President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-08 | 15,000 | $8.25 | 692,956 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-08 | 15,000 | $14.23 | 677,956 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2020-01-08 | 15,000 | $0.00 | 15,000 | $8.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2011-02-25 | 2020-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,171 | Indirect | Investment Savings Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Shares | $0.00 | 147,484 | 147,484 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 147,484 | 147,484 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Thomas.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $14.20-$14.35. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
Billionaire Hedge Funds
