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Filing Details

Accession Number:: 0001567619-20-000841
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-09 19:13:11
Reporting Period:: 2020-01-08

Accepted Time:: 2020-01-09 19:13:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1368622	Aerovironment Inc	AVAV	Aircraft (3721)	952705790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1383773	E Timothy Conver	C/O Aerovironment, Inc. 900 Innovators Way Simi Valley CA 93065		Yes	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-01-08	6,896	$68.75	1,054,221	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2020-01-09	6,896	$69.60	1,047,325	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2020-01-09	1,703	$70.11	1,045,622	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	56,032	Direct
Common Stock	330,000	Indirect	See Footnote
Common Stock	80,000	Indirect	See Footnote

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on December 8, 2018.
The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $68.24 - $69.49. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $68.68 - $70.40. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $70.01 - $70.46. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Held by C5 Holdings LLC, a Delaware limited liability company.
The reporting person is the manager of C5 Holdings LLC and consequently may be deemed to have sole voting control and investment discretion over securities owned by C5 Holdings LLC. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. The foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such LLC.
Held by Sgt. Kay Foundation, a Washington nonprofit corporation.
The reporting person's spouse is a director of Sgt. Kay Foundation and consequently may be deemed to have voting control and investment discretion over securities owned by Sgt. Kay Foundation. The reporting person has no voting or dispositive power with respect to such securities, and disclaims beneficial ownership of the reported securities held by Sgt. Kay Foundation.