Filing Details

Accession Number:
0001104659-20-002325
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-08 17:54:41
Reporting Period:
2020-01-06
Accepted Time:
2020-01-08 17:54:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093691 Plug Power Inc PLUG Electrical Industrial Apparatus (3620) 223672377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1308706 Jr L Gerard Conway C/O Plug Power Inc.
968 Albany Shaker Road
Latham NY 12110
Gen.counsel, Corp. Sec.,Sr. Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Plug Power Common Stock Acquisiton 2020-01-06 100,000 $1.72 146,295 No 4 M Direct
Plug Power Common Stock Disposition 2020-01-06 100,000 $3.50 46,295 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-01-06 100,000 $0.00 100,000 $1.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2026-08-09 No 4 M Direct
Footnotes
  1. Shares sold pursuant to a pre-established 10b5-1 trading plan.
  2. 150,000 options were granted on August 9, 2016 and vested as follows: 50,000 options vested on August 9, 2017, 50,000 options vested on August 9, 2018 and 50,000 options vested on August 9, 2019.