Filing Details

Accession Number:
0000950142-20-000073
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-08 16:10:12
Reporting Period:
2020-01-07
Accepted Time:
2020-01-08 16:10:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1713952 Mosaic Acquisition Corp. MOSC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365833 M David Maura C/O Mosaic Acquisition Corp.
375 Park Avenue
New York NY 10152
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-01-07 12,410 $0.00 335,066 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Warrants Acquisiton 2020-01-07 12,500 $0.00 12,500 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
59,633 No 4 P Direct
Footnotes
  1. On January 7, 2020, Mr. Maura acquired, at a weighted average price of $10.2855 per share, 12,410 shares of Class A common stock, par value $0.0001 per share (the "Class A Shares"), of Mosaic Acquisition Corp. (the "Company"). The Class A Shares were purchased in multiple transactions at prices ranging from $10.27 to $10.29, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Class A Shares acquired at each separate price within the range set forth above.
  2. On January 7, 2020, Mr. Maura acquired, at a weighted average price of $0.8922 per warrant, 12,500 warrants (the "Warrants") of the Company. The Warrants were purchased in multiple transactions at prices ranging from $0.85 to $0.92, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Warrants acquired at each separate price within the range set forth above.
  3. Each Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation.