Filing Details

Accession Number:
0001246360-20-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-07 17:28:11
Reporting Period:
2020-01-06
Accepted Time:
2020-01-07 17:28:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1693217 W Rebecca House 1201 South Second Street
Milwaukee WI 53204
Sr.vp, Gen Counsel & Secretary No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-01-06 895 $202.70 4,095 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 47 Indirect By savings plan
Footnotes
  1. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2019. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  2. Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/17/2019 to cover taxes due on restricted stock that vested on 1/3/2020.
  3. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.65 to $202.72. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  4. Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.