Filing Details

Accession Number:
0001096906-20-000004
Form Type:
5/A
Zero Holdings:
No
Publication Time:
2020-01-06 18:27:30
Reporting Period:
2019-12-31
Accepted Time:
2020-01-06 18:27:30
Original Submission Date:
2020-01-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318673 Security National Financial Corp SNFCA Finance Services (6199) 870345941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268844 M Scott Quist 7 Wanderwood Way
Sandy UT 84092
Chairman Of The Board,Pres,Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Common Stock Acquisiton 2019-12-03 127,629 $4.27 1,249,357 No 5 M Direct
Class A Common Stock Disposition 2019-12-03 104,201 $5.23 0 No 5 F Direct
Class C Common Stock Disposition 2019-12-03 6,560 $5.23 1,242,797 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 M Direct
No 5 F Direct
No 5 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Common Stock Employee Stock Option (right to buy) Disposition 2014-12-05 127,629 $4.27 127,629 $4.27
Class C Common Stock Employee Stock Option (right to buy) Acquisiton 2015-12-04 121,551 $6.02 121,551 $6.02
Class C Common Stock Employee Stock Option (right to buy) Acquisiton 2016-12-02 92,610 $6.62 92,610 $6.62
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2017-12-01 82,688 $5.02 82,688 $5.02
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2018-11-30 73,500 $5.77 73,500 $5.77
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2019-12-06 50,000 $5.75 50,000 $5.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-05 2019-12-05 No 5 M Direct
121,551 2016-03-04 2020-12-04 No 5 A Direct
92,610 2017-03-02 2021-12-02 No 5 A Direct
82,688 2018-03-01 2022-12-01 No 5 A Direct
73,500 2019-02-28 2023-11-30 No 5 A Direct
50,000 2020-03-06 2024-12-06 No 5 A Direct
Footnotes
  1. Owned jointly by the reporting person and his wife. Does not include a total of 68,020 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP).
  2. Does not include a total of 336,206 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Deferred Compensation Plan.
  3. Includes 6,560 shares of Class C Common Stock that the reporting person sold to the Company on December 3, 2019 under the Company's Stock Purchase Plan.
  4. This option was granted on December 5, 2014 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 100,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 100,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
  5. This option was granted on December 4, 2015 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $7.39 per share or 100,000 shares of Class C Common Stock at an exercise price of $7.39 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 100,000 shares of Class C Common Stock at an exercise price of $7.39 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
  6. This option was granted on December 2, 2016 as an option for either 80,000 shares of Class A Common Stock at an exercise price of $7.73 per share or 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019.
  7. This option was granted on December 1, 2017 as an option for 75,000 shares of Class A Common Stock at an exercise price of $5.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019.
  8. This option was granted on November 30, 2018 as an option for 70,000 shares of Class A Common Stock at an exercise price of $6.07 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019.
  9. This option was granted on December 1, 2019 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $6.01 per share or 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested.