Filing Details
- Accession Number:
- 0001445305-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-06 16:19:15
- Reporting Period:
- 2020-01-02
- Accepted Time:
- 2020-01-06 16:19:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1445305 | Workiva Inc | WK | Services-Prepackaged Software (7372) | 472509828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1523753 | H Robert Herz | 2900 University Boulevard Ames IA 50010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-01-02 | 20,000 | $2.53 | 96,643 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-01-02 | 1,243 | $42.29 | 95,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2020-01-02 | 20,000 | $42.29 | 20,000 | $2.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,600 | 2012-03-15 | 2021-03-14 | No | 4 | M | Direct |
Footnotes
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2019.
Billionaire Hedge Funds
