Filing Details

Accession Number:
0001123292-20-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-03 16:32:12
Reporting Period:
2019-12-31
Accepted Time:
2020-01-03 16:32:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356090 Intrexon Corp XON Services-Commercial Physical & Biological Research (8731) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1583188 D. Thomas Reed 20374 Seneca Meadows Parkway
Germantown MD 20876
Chief Science Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-31 14,340 $0.00 132,117 No 4 M Direct
Common Stock Disposition 2020-01-02 3,533 $5.60 128,584 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-12-31 14,340 $0.00 14,340 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,340 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 62,840 Indirect By trust
Common Stock 41,705 Indirect By trust of spouse
Common Stock 2,440 Indirect By spouse
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of XON common stock.
  2. This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
  3. Held by the Thomas David Reed Living Trust dated February 4, 2011.
  4. Held by the Jacquelyn Ann Reed Living Trust dated February 4, 2011.
  5. The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020.