Filing Details

Accession Number:
0001784406-20-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-03 16:22:04
Reporting Period:
2019-12-18
Accepted Time:
2020-01-03 16:22:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719413 Hecla Mining Co HL Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 770664171
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1784406 M Lauren Roberts 6500 N Mineral Dr
Suite 200
Coeur D Alene ID 83815
Sr. Vice President - Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-18 303 $3.14 303 No 4 J Indirect By 401(k) Plan
Common Stock Disposition 2019-12-18 303 $3.14 0 No 4 S Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By 401(k) Plan
No 4 S Indirect By 401(k) Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Acquisiton 2019-12-31 38,770 $2.45 38,770 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
234,133 No 4 A Direct
Footnotes
  1. Between August 5, 2019 and October 2, 2019, Mr. Roberts acquired 303 shares of Hecla Mining Company common stock under the Hecla Mining Company Capital Accumulation Plan ("401(k) Plan"). The information in this report is based on a plan statement dated as of October 2, 2019. They are held as 40.723 units in Mr. Robert's 401(k) Plan account, and estimated to be 303 shares.
  2. Total Hecla Mining Company shares held by Mr. Roberts in his 401(k) Plan account as of December 18, 2019, the date on which Mr. Roberts transferred the balance from the Hecla stock fund to other funds in the 401(k) Plan.
  3. Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of service as an officer, or upon a specified future date as previously elected by the reporting person.
  4. Mr.Roberts deferred part of his compensation into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period October 1, 2019 to December 31, 2019. At the end of the period, Mr. Roberts was credited with a number of phantom stock units.
  5. The share price is based on the average closing price of Hecla's common stock for each day during the fourth quarter 2019.
  6. Consists of 74,627 Performance Units, 111,940 Restricted Stock Units, and 47,566 shares of Phantom Stock.