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Filing Details

Accession Number:: 0001593968-20-000037
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-03 12:41:47
Reporting Period:: 2019-12-31

Accepted Time:: 2020-01-03 12:41:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1466026	Midland States Bancorp Inc.	MSBI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1169100	J Leon Holschbach	1201 Network Centre Dr. Effingham IL 62401		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-01-02	9,500	$18.00	161,095	No	4	M	Direct
Common Stock	Disposition	2020-01-02	9,500	$28.65	151,595	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2020-01-02	9,500	$18.00	9,500	$18.00
Common Stock	Common Share Equivalent	Acquisiton	2019-12-31	36	$28.96	36	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
60,766		2024-08-05	No	4	M	Direct
4,367			No	4	A	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option (right to buy)	$18.16	2020-12-06	11,820	11,820	Direct
Common Stock	Option (right to buy)	$21.00	2024-12-02	22,762	22,762	Direct
Common Stock	Restricted Stock Unit	$0.00		825	825	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-12-06	11,820	11,820	Direct
2024-12-02	22,762	22,762	Direct
	825	825	Direct

Footnotes

Includes holdings through a self-directed IRA or revocable grantor trust
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.55 - 29.05 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
Options vested on 12/31/2017.
Each common stock equivalent is the economic equivalent of one share of common stock.
Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.
These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.