Filing Details

Accession Number:
0000899243-20-000171
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-03 10:51:55
Reporting Period:
2019-12-31
Accepted Time:
2020-01-03 10:51:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
809933 Ecology & Environment Inc EEI Services-Engineering Services (8711) 160971022
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1787541 Wsp Global Inc. 1600 Rene-Levesque Blvd. West
Montreal A8 H3H 1P9
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-31 1,000 $0.00 1,000 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. On August 28, 2019, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with the Reporting Person and Everest Acquisition Corp., a New York corporation and an indirect wholly owned subsidiary of the Reporting Person ("Merger Sub"), for the acquisition of the Issuer by the Reporting Person. Pursuant to the Merger Agreement, upon the terms and subject to the conditions thereof, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation (the "Surviving Corporation"). On December 31, 2019, the parties completed the Merger and filed a certificate of merger with the New York Department of State, providing for the Merger, followed by a certificate of amendment to the certificate of incorporation of the Issuer as the surviving corporation. At the effective time of the Merger (the "Effective Time")
  2. (continued from footnote 1) and by virtue of the Merger, (i) each share of Common Stock held by the Issuer or any wholly owned subsidiary of the Issuer (or held in the Issuer's treasury) or held, directly or indirectly, by the Reporting Person, Merger Sub or any other wholly owned Subsidiary of the Reporting Person immediately prior to the Effective Time (collectively, the "Excluded Shares") were canceled and retired and ceased to exist, and no consideration was delivered in exchange therefor; (ii) each share of the Issuer's Class A Common Stock and Class B Common Stock, issued and outstanding immediately prior to the Effective Time (other than the Excluded Shares) but including shares that were, as of the Effective Time, unvested and subject to restrictions, converted into the right to receive $15.00 in cash (the "Per Share Merger Consideration"), without interest and subject to any required tax withholding,
  3. (continued from footnote 2) and (iii) each share of common stock, $0.01 par value per share, of Merger Sub outstanding immediately prior to the Effective Time was converted into one share of Common Stock of the Issuer. As a result of such transactions and the certificate of incorporation of the Issuer as amended by the certificate of amendment, following the Effective Time, the Issuer has a single class of capital stock, the Common Stock, and all 1,000 shares of Common Stock outstanding are held through a U.S. wholly owned subsidiary of the Reporting Person.