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Filing Details

Accession Number:: 0000098246-20-000014
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-02 18:15:32
Reporting Period:: 2019-12-30

Accepted Time:: 2020-01-02 18:15:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
98246	Tiffany & Co	TIF	Retail-Jewelry Stores (5944)	133228013

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1708290	Gretchen Koback-Pursel	Tiffany &Amp; Co. 200 Fifth Avenue New York NY 10010	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock $.01 Par	Acquisiton	2019-12-30	6,342	$108.99	11,659	No	4	M	Direct
Common Stock $.01 Par	Acquisiton	2019-12-30	5,400	$85.26	17,059	No	4	M	Direct
Common Stock $.01 Par	Disposition	2019-12-30	10,310	$133.68	6,749	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock $.01 Par	Employee Stock Option (Right to Buy)	Disposition	2019-12-30	6,342	$0.00	6,342	$108.99
Common Stock $.01 Par	Employee Stock Option (Right to Buy)	Disposition	2019-12-30	5,400	$0.00	5,400	$85.26

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,114		2028-01-17	No	4	M	Direct
5,400		2029-01-17	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock $.01 Par	848	Indirect	By 401(K)
Common Stock $.01 Par	435	Indirect	By ESOP

Footnotes

The price in Column 4 is a weighted average price. The price actually received ranged from $133.6050 to $133.7600 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The proceeds of the sale were applied to pay the exercise price, applicable taxes and commissions in connection with the exercise of the underlying options.
Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were originally scheduled to vest in equal installments on January 17, 2019, 2020, 2021 and 2022. 2,114 options that were initially scheduled to vest on January 17, 2020, and 2,114 options that were initially scheduled to vest on January 17, 2021, were accelerated and vested on December 17, 2019. The remaining 2,114 options subject to this grant are scheduled to vest on the original vesting date of January 17, 2022.
Total grant 8,456 shares. 0 shares previously exercised.
Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2019. The options were originally scheduled to vest in equal installments on January 17, 2020, 2021, 2022 and 2023. 2,700 options that were initially scheduled to vest on January 17, 2020, and 2,700 options that were initially scheduled to vest on January 17, 2021, were accelerated and vested on December 17, 2019. The remaining 5,400 options subject to this grant are scheduled to vest in equal installments on the original vesting dates of January 17, 2022 and 2023.
Total grant 10,800 shares. 0 shares previously exercised.