Filing Details

Accession Number:
0000098246-20-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-02 18:00:47
Reporting Period:
2019-12-30
Accepted Time:
2020-01-02 18:00:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1719191 Alessandro Bogliolo Tiffany &Amp; Co.
200 Fifth Avenue
New York NY 10010
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Acquisiton 2019-12-30 126,819 $108.99 132,989 No 4 M Direct
Common Stock $.01 Par Acquisiton 2019-12-30 70,143 $108.99 203,132 No 4 M Direct
Common Stock $.01 Par Acquisiton 2019-12-30 112,286 $85.26 315,418 No 4 M Direct
Common Stock $.01 Par Disposition 2019-12-30 276,046 $133.57 39,372 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 126,819 $0.00 126,819 $108.99
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 70,143 $0.00 70,143 $108.99
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 112,286 $0.00 112,286 $85.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,273 2028-01-17 No 4 M Direct
0 2028-01-17 No 4 M Direct
112,286 2029-01-17 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The price actually received ranged from $133.4500 to $133.8000 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The proceeds of the sale were applied to pay the exercise price, applicable taxes and commissions in connection with the exercise of the underlying options.
  2. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were originally scheduled to vest in equal installments on January 17, 2019, 2020, 2021 and 2022. 42,273 options that were initially scheduled to vest on January 17, 2020, and 42,273 options that were initially scheduled to vest on January 17, 2021, were accelerated and vested on December 17, 2019. The remaining 42,273 options subject to this grant are scheduled to vest on the original vesting date of January 17, 2022.
  3. Total grant 169,092 shares. 0 shares previously exercised.
  4. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were scheduled to vest in equal installments on October 2, 2018, 2019 and 2020. 23,381 options that were initially scheduled to vest on October 2, 2020 were accelerated and vested on December 17, 2019.
  5. Total grant 70,143 shares. 0 shares previously exercised.
  6. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2019. The options were originally scheduled to vest in equal installments on January 17, 2020, 2021, 2022 and 2023. 56,143 options that were initially scheduled to vest on January 17, 2020, and 56,143 options that were initially scheduled to vest on January 17, 2021, were accelerated and vested on December 17, 2019. The remaining 112,286 options subject to this grant are scheduled to vest in equal installments on the original vesting dates of January 17, 2022 and 2023.
  7. Total grant 224,572 shares. 0 shares previously exercised.