Filing Details

Accession Number:
0000098246-20-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-02 17:31:21
Reporting Period:
2019-12-30
Accepted Time:
2020-01-02 17:31:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580700 J Mark Erceg Tiffany &Amp; Co.
200 Fifth Avenue
New York NY 10010
Principal Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Acquisiton 2019-12-30 140,847 $76.19 159,650 No 4 M Direct
Common Stock $.01 Par Acquisiton 2019-12-30 73,128 $79.23 232,778 No 4 M Direct
Common Stock $.01 Par Disposition 2019-12-30 173,140 $133.57 59,638 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 140,847 $0.00 140,847 $76.19
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 73,128 $0.00 73,128 $79.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-11-16 No 4 M Direct
0 2027-01-19 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The price actually received ranged from $133.4500 to $133.8000 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The proceeds of the sale were applied to pay the exercise price, applicable taxes and commissions in connection with the exercise of the underlying options.
  2. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on November 16, 2016. The options vested in equal installments on November 16, 2017, 2018 and 2019.
  3. Total grant 140,847 shares. 0 shares previously exercised.
  4. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 19, 2017. The options were originally scheduled to vest in equal installments on January 19, 2018, 2019, 2020 and 2021. 18,282 options that were initially scheduled to vest on January 19, 2020, and 18,282 options that were initially scheduled to vest on January 19, 2021, were accelerated and vested on December 17, 2019.
  5. Total grant 73,128 shares. 0 shares previously exercised.