Filing Details

Accession Number:
0000098246-20-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-02 17:27:37
Reporting Period:
2019-12-30
Accepted Time:
2020-01-02 17:27:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651698 Philippe Galtie Tiffany &Amp; Co.
200 Fifth Avenue
New York NY 10010
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Acquisiton 2019-12-30 9,704 $81.44 23,890 No 4 M Direct
Common Stock $.01 Par Acquisiton 2019-12-30 14,438 $61.80 38,328 No 4 M Direct
Common Stock $.01 Par Acquisiton 2019-12-30 12,582 $79.23 50,910 No 4 M Direct
Common Stock $.01 Par Acquisiton 2019-12-30 24,984 $91.87 75,894 No 4 M Direct
Common Stock $.01 Par Acquisiton 2019-12-30 30,063 $108.99 105,957 No 4 M Direct
Common Stock $.01 Par Acquisiton 2019-12-30 25,592 $85.26 131,549 No 4 M Direct
Common Stock $.01 Par Disposition 2019-12-30 99,968 $133.53 31,581 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 9,704 $0.00 9,704 $81.44
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 14,438 $0.00 14,438 $61.80
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 12,582 $0.00 12,582 $79.23
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 24,984 $0.00 24,984 $91.87
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 30,063 $0.00 30,063 $108.99
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2019-12-30 25,592 $0.00 25,592 $85.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-09-16 No 4 M Direct
0 2026-01-20 No 4 M Direct
0 2027-01-19 No 4 M Direct
8,328 2027-07-19 No 4 M Direct
10,021 2028-01-17 No 4 M Direct
25,592 2029-01-17 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The price actually received ranged from $133.4600 to $133.6800 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The proceeds of the sale were applied to pay the exercise price, applicable taxes and commissions in connection with the exercise of the underlying options.
  2. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on September 16, 2015. The options vested in equal installments on September 16, 2016, 2017, 2018 and 2019.
  3. Total grant 19,410 shares. 9,706 shares previously exercised.
  4. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2016. The options were originally scheduled to vest in equal installments on January 20, 2017, 2018, 2019 and 2020. 7,969 options that were initially scheduled to vest on January 20, 2020 were accelerated and vested on December 17, 2019.
  5. Total grant 31,876 shares. 17,438 shares previously exercised.
  6. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 19, 2017. The options were originally scheduled to vest in equal installments on January 19, 2018, 2019, 2020 and 2021. 4,194 options that were initially scheduled to vest on January 19, 2020, and 4,194 options that were initially scheduled to vest on January 19, 2021, were accelerated and vested on December 17, 2019.
  7. Total grant 16,776 shares. 4,194 shares previously exercised.
  8. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on July 19, 2017. The options were originally scheduled to vest in equal installments on July 19, 2018, 2019, 2020 and 2021. 8,328 options that were initially scheduled to vest on July 19, 2020 were accelerated and vested on December 17, 2019. The remaining 8,328 options subject to this grant are scheduled to vest on the original vesting date of July 19, 2021.
  9. Total grant 33,312 shares. 0 shares previously exercised.
  10. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were originally scheduled to vest in equal installments on January 17, 2019, 2020, 2021 and 2022. 10,021 options that were initially scheduled to vest on January 17, 2020, and 10,021 options that were initially scheduled to vest on January 17, 2021, were accelerated and vested on December 17, 2019. The remaining 10,021 options subject to this grant are scheduled to vest on the original vesting date of January 17, 2022.
  11. Total grant 40,084 shares. 0 shares previously exercised.
  12. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2019. The options were originally scheduled to vest in equal installments on January 17, 2020, 2021, 2022 and 2023. 12,796 options that were initially scheduled to vest on January 17, 2020, and 12,796 options that were initially scheduled to vest on January 17, 2021, were accelerated and vested on December 17, 2019. The remaining 25,592 options subject to this grant are scheduled to vest in equal installments on the original vesting dates of January 17, 2022 and 2023.
  13. Total grant 51,184 shares. 0 shares previously exercised.