Filing Details

Accession Number:
0001490906-20-000004
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-01-02 13:01:44
Reporting Period:
2019-10-30
Accepted Time:
2020-01-02 13:01:44
Original Submission Date:
2019-10-31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc. CFFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1751578 D. Robert Kobbeman C/O Capitol Federal Financial
700 South Kansas Ave
Topeka KS 66603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Cffn Common Stock Disposition 2019-10-30 2,325 $14.41 37,475 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The purpose of this amendment is to correct the transaction code for the disposition of 2,325 shares of common stock, which was originally reported using the "F" code instead of the "S" code, and to correct the amount of securities beneficially owned following the transaction, which was originally reported as 14,000 shares instead of 37,475 shares. In addition, the original Form 4 mistakenly reported the acquisition of 7,825 shares of common stock. This transaction, which represented the vesting of 7,825 shares of restricted stock, was not a reportable event. The acquisition of those shares was reflected on a Form 4 previously filed by the reporting person.