Filing Details

Accession Number:
0001214659-20-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-02 11:35:26
Reporting Period:
2019-12-27
Accepted Time:
2020-01-02 11:35:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825324 Good Times Restaurants Inc. GTIM Retail-Eating Places (5812) 841133368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1048941 R Geoffrey Bailey 601 Corporate Circle
Golden CO 80401
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-27 7,300 $1.60 22,634 No 4 P Direct
Common Stock Acquisiton 2019-12-27 7,050 $1.55 29,684 No 4 P Direct
Common Stock Acquisiton 2019-12-27 2,300 $1.55 31,984 No 4 P Direct
Common Stock Acquisiton 2019-12-27 1,800 $1.55 33,784 No 4 P Direct
Common Stock Acquisiton 2019-12-27 1,250 $1.54 35,034 No 4 P Direct
Common Stock Acquisiton 2019-12-27 200 $1.58 35,234 No 4 P Direct
Common Stock Acquisiton 2019-12-27 100 $1.55 35,334 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 2019-11-16 2021-11-16 1,827 1,827 Direct
Common Stock Restricted Stock Units $0.00 2018-06-27 2021-06-27 3,230 5,057 Direct
Common Stock Non-Qualified Stock Options $1.56 2010-12-13 2020-12-13 666 666 Direct
Common Stock Non-Qualified Stock Options $1.31 2011-12-14 2021-12-14 5,000 5,666 Direct
Common Stock Non-Qualified Stock Options $2.31 2013-01-02 2023-01-02 2,000 7,666 Direct
Common Stock Non-Qualified Stock Options $2.44 2013-09-27 2023-09-27 5,000 12,666 Direct
Common Stock Non-Qualified Stock Options $5.29 2015-11-23 2025-11-23 3,781 16,447 Direct
Common Stock Non-Qualified Stock Options $4.25 2018-07-23 2028-07-23 2,715 19,162 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-11-16 1,827 1,827 Direct
2021-06-27 3,230 5,057 Direct
2020-12-13 666 666 Direct
2021-12-14 5,000 5,666 Direct
2023-01-02 2,000 7,666 Direct
2023-09-27 5,000 12,666 Direct
2025-11-23 3,781 16,447 Direct
2028-07-23 2,715 19,162 Direct
Footnotes
  1. The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  2. The Reporting Person was granted 4,865 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  3. The Reporting Person was granted 666 (post-split reflected) Non-Qualified Stock Options (Right to Buy) on December 13, 2010 vesting at 1/5 of the total amount granted over five years.
  4. The Reporting Person was granted 5,000 Non-Qualified Stock Options (Right to Buy) on December 14, 2011 vesting at 1/5 of the total amount granted over five years.
  5. The Reporting Person was granted 2,000 Non-Qualified Stock Options (Right to Buy) on January 1, 2013 vesting at 1/5 of the total amount granted over five years.
  6. The Reporting Person was granted 5,000 Non-Qualified Stock Options (Right to Buy) on September 27, 2013 vesting at 1/5 of the total amount granted over five years.
  7. The Reporting Person was granted 3,781 Non-Qualified Stock Options (Right to Buy) on November 23, 2015 vesting at 1/5 of the total amount granted over five years.
  8. The Reporting Person was granted 2,715 Non-Qualified Stock Options (Right to Buy) on July 23, 2018 vesting at 1/5 of the total amount granted over five years.