Filing Details

Accession Number:
0001104659-19-076403
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-27 13:34:08
Reporting Period:
2019-12-13
Accepted Time:
2019-12-27 13:34:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357971 Energy Services Of America Corp ESOA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270979 V Douglas Reynolds 75 West Third Ave
Huntington WV 25701
President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-13 1,700 $0.77 1,360,134 No 4 P Direct
Common Stock Acquisiton 2019-12-16 6,000 $0.83 1,366,134 No 4 P Direct
Common Stock Acquisiton 2019-12-18 1,500 $0.81 1,367,634 No 4 P Direct
Common Stock Acquisiton 2019-12-19 3,000 $0.76 1,370,634 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Preferred Stock 13 Direct
Preferred Stock 4 Indirect Children
Common Stock 29,907 Indirect Children
Footnotes
  1. Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
  2. Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.