Filing Details

Accession Number:
0000947871-19-000992
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-26 16:54:12
Reporting Period:
2019-12-20
Accepted Time:
2019-12-26 16:54:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1653087 Alector Inc. ALEC () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055951 Orbimed Advisors Llc 601 Lexington Avenue
54Th Floor
New York NY 10022-4629
No No Yes No
1157524 Orbimed Capital Llc 601 Lexington Avenue
54Th Floor
New York NY 10022
No No Yes No
1502240 Orbimed Capital Gp Iv Llc 601 Lexington Avenue, 54Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-20 230,721 $19.66 8,398,697 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-20 73,879 $19.66 2,688,932 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-20 37,900 $19.66 59,800 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-23 63,535 $19.82 8,335,162 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-23 20,350 $19.82 2,668,582 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-23 10,400 $19.82 49,400 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-24 48,324 $19.59 8,286,838 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-24 15,476 $19.59 2,653,106 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-24 8,000 $19.59 41,400 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-26 7,275 $18.60 8,279,563 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-26 2,325 $18.60 2,650,781 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-12-26 1,200 $18.60 40,200 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. These shares of the Issuer's common stock ("Shares") were sold in a block order at a price of $19.66.
  2. These shares of the Issuer's common stock ("Shares") were sold in a block order at a price of $19.82.
  3. These shares of the Issuer's common stock ("Shares") were sold in a block order at a price of $19.59.
  4. These shares of the Issuer's common stock ("Shares") were sold in a block order at a price of $18.60.
  5. The Shares are held of record by OrbiMed Private Investments IV-AL, LP ("OrbiMed IV-AL"). OrbiMed Capital GP IV LLC ("OrbiMed GP"), is the general partner of OrbiMed IV-AL. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), is the managing member of OrbiMed GP. By virtue of such relationships, OrbiMed GP and OrbiMed Advisors may be deemed to have voting and investment power over the securities held by OrbiMed IV-AL and as a result may be deemed to have beneficial ownership over such securities.
  6. Each of OrbiMed GP, OrbiMed Capital LLC ("OrbiMed Capital") and OrbiMed Advisors disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
  7. The Shares are held of record by OrbiMed Private Investments IV-AL (Feeder), LP ("OrbiMed IV-AL (Feeder)"). OrbiMed GP is the general partner of OrbiMed IV-AL (Feeder). OrbiMed Advisors is the managing member of OrbiMed GP. By virtue of such relationships, OrbiMed GP and OrbiMed Advisors may be deemed to have voting and investment power over the securities held by OrbiMed IV-AL (Feeder) and as a result may be deemed to have beneficial ownership over such securities.
  8. The Shares are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital, a registered investment adviser under the Investment Advisers Act, acts as the investment advisor to OPM. By virtue of such relationships, OrbiMed Capital may be deemed to have voting and investment power over the securities held by OPM and as a result may be deemed to have beneficial ownership over such securities.