Filing Details
- Accession Number:
- 0000049071-19-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-26 16:53:36
- Reporting Period:
- 2019-12-24
- Accepted Time:
- 2019-12-26 16:53:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1734706 | Heather Cox | Humana Inc. 500 W. Main St. Louisville KY 40202 | Chief Dig Health & Analyt Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Humana Common | Acquisiton | 2019-12-24 | 370 | $368.16 | 1,177 | No | 4 | P | Direct | |
| Humana Common | Acquisiton | 2019-12-24 | 380 | $368.63 | 380 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Humana Common | Options | $332.68 | 2025-09-01 | 10,155 | 10,155 | Direct | |
| Humana Common | Options | $307.97 | 2026-02-25 | 5,388 | 5,388 | Direct | |
| Humana Common | Restricted Stock Units | $0.00 | 1,503 | 1,503 | Direct | ||
| Humana Common | Restricted Stock Units | $0.00 | 812 | 812 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-09-01 | 10,155 | 10,155 | Direct |
| 2026-02-25 | 5,388 | 5,388 | Direct |
| 1,503 | 1,503 | Direct | |
| 812 | 812 | Direct |
Footnotes
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 9/1/2018, vesting in three increments from 9/1/19 to 9/1/21.
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 2/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
- Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- Restricted stock units granted to reporting person on 9/1/2018, 33% of the award is vesting on 9/1/2019, 9/1/2020 and 9/1/2021.
- Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.
- Shares owned by spouse in an Individual Retirement Account.
- Price reported is weighted avg purchase price.
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