Filing Details
- Accession Number:
- 0000920112-19-000264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-26 09:03:44
- Reporting Period:
- 2019-12-20
- Accepted Time:
- 2019-12-26 09:03:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920112 | Heartland Financial Usa Inc | HTLF | State Commercial Banks (6022) | 421405748 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1783815 | H Barry Orr | 1398 Central Ave Dubuque IA 52001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-20 | 652 | $50.00 | 230,366 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-20 | 600 | $50.03 | 229,766 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-20 | 500 | $50.06 | 229,266 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-20 | 100 | $50.10 | 229,166 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 231,018 | Direct | |
| Common Stock | 15,179 | Indirect | IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2019 Performance Based Restricted Stock (3-year performance) | $0.00 | 1,303 | 0 | Direct | ||
| Common Stock | 2019 Time-Based Restricted Stock | $0.00 | 1,303 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,303 | 0 | Direct | |
| 1,303 | 0 | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 plan effective September 10, 2019
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
Billionaire Hedge Funds
