Filing Details
- Accession Number:
- 0001744489-19-000283
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-23 19:04:12
- Reporting Period:
- 2019-12-21
- Accepted Time:
- 2019-12-23 19:04:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1744489 | Walt Disney Co | DIS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1270528 | N Alan Braverman | 500 South Buena Vista Street Burbank CA 91521 | Sr Evp, General Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Acquisiton | 2019-12-21 | 2,329 | $146.83 | 104,358 | No | 4 | M | Direct | |
| Disney Common Stock | Disposition | 2019-12-21 | 1,156 | $146.83 | 103,202 | No | 4 | F | Direct | |
| Disney Common Stock | Acquisiton | 2019-12-21 | 8,206 | $146.83 | 111,408 | No | 4 | M | Direct | |
| Disney Common Stock | Disposition | 2019-12-21 | 4,070 | $146.83 | 107,338 | No | 4 | F | Direct | |
| Disney Common Stock | Acquisiton | 2019-12-22 | 457 | $146.83 | 107,795 | No | 4 | M | Direct | |
| Disney Common Stock | Disposition | 2019-12-22 | 457 | $146.83 | 107,338 | No | 4 | F | Direct | |
| Disney Common Stock | Disposition | 2019-12-23 | 3,107 | $146.14 | 104,231 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Disney Common Stock | Restricted Stock Unit | Disposition | 2019-12-21 | 2,329 | $0.00 | 2,329 | $0.00 |
| Disney Common Stock | Restricted Stock Unit | Disposition | 2019-12-21 | 8,206 | $0.00 | 8,206 | $0.00 |
| Disney Common Stock | Restricted Stock Unit | Disposition | 2019-12-22 | 457 | $0.00 | 457 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-21 | No | 4 | M | Direct | |
| 0 | 2019-12-21 | No | 4 | M | Direct | |
| 0 | 2022-12-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Disney Common Stock | 12,171 | Indirect | By 401(k) |
Footnotes
- Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.
- The 1,155.8176 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- The 4,069.6013 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- Vesting is limited to shares necessary to cover withholding obligations related to future vestings.
- The 457 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- Shares held in The Walt Disney Stock Fund as of December 20, 2019. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- Converts at 1-for-1.
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