Filing Details

Accession Number:
0001567619-19-023548
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-23 14:49:21
Reporting Period:
2019-12-19
Accepted Time:
2019-12-23 14:49:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1733998 Northwest Natural Holding Co NWN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1445672 Mardilyn Saathoff 220 Nw Second Avenue
Portland OR 97209
Svp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-19 2,000 $44.25 11,641 No 4 M Direct
Common Stock Disposition 2019-12-19 2,000 $73.15 9,641 No 4 S Direct
Common Stock Acquisiton 2019-12-19 3,000 $45.74 12,641 No 4 M Direct
Common Stock Disposition 2019-12-19 3,000 $73.15 9,641 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option to Buy Disposition 2019-12-19 2,000 $0.00 2,000 $44.25
Common Stock Employee Stock Option to Buy Disposition 2019-12-19 3,000 $0.00 3,000 $45.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-03-02 No 4 M Direct
0 2021-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,292 Indirect See Footnote
Common Stock 7,222 Indirect See Footnote
Footnotes
  1. Includes 2,325 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The 2,325 RSUs vest in two installments: 775 shares on March 1, 2020, and 1,550 shares on March 1, 2021.
  2. This transaction was executed in multiple trades on reported date with prices ranging from $73.105 to $73.22, resulting in an average price of $73.1517. Northwest Natural Holding Company (Issuer) will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  3. Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of November 30, 2019.
  4. Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
  5. Options were granted as part of compensation for services. The options were exercised as a cashless exercise.
  6. The options vested in four equal installments on each of February 24, 2011, and January 1, 2012, 2013 and 2014.
  7. The options vested in four equal installments on each of February 23, 2012, and January 1, 2013, 2014 and 2015.