Filing Details

Accession Number:
0001179110-19-013107
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-12-23 09:51:06
Reporting Period:
2019-01-16
Accepted Time:
2019-12-23 09:51:06
Original Submission Date:
2019-01-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1219120 Advent Convertible & Income Fund AVK () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1097278 /De/ Management Capital Advent 888 7Th Avenue
31St Floor
New York NY 10019
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-16 21,000 $13.61 151,508 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Item 5 of Table I (Amount of Securities Beneficially Owned Following Reported Transaction(s)) has been corrected. Certain shares acquired prior to the date of the reported transaction under a Dividend Reinvestment Plan were inadvertently omitted.