Filing Details
- Accession Number:
- 0001387467-19-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-20 20:24:37
- Reporting Period:
- 2019-12-20
- Accepted Time:
- 2019-12-20 20:24:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1787488 | Bing Xue | 475 Oakmead Pkwy Sunnyvale CA 94085 | Senior Vp Of Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Share | Disposition | 2019-12-20 | 2,981 | $13.68 | 46,444 | No | 4 | S | Direct | |
| Common Share | Disposition | 2019-12-20 | 5,515 | $13.71 | 40,929 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2019.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.48 to $13.95, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Includes an aggregate of 28,049 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2016, March 15, 2017, March 15, 2018, and March 15, 2019, which will be issued as such units vest in accordance with their terms.
- Includes 720 shares acquired under the Issuer's Employee Stock Purchase Plan on November 14, 2019.
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