Filing Details

Accession Number:
0001654954-19-014155
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-20 19:10:14
Reporting Period:
2019-12-18
Accepted Time:
2019-12-20 19:10:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645469 Monopar Therapeutics MNPR Pharmaceutical Preparations (2834) 320463781
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1727478 Diane Hendricks C/O 1000 Stokie Blvd. Ste 350
Wilmette IL
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-18 468,750 $8.00 468,750 No 4 P Indirect See Footnote 1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote 1
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,055,394 Indirect See Footnote 2
Footnotes
  1. This is based upon the 468,750 shares of Monopar Common Stock that DMH Business LLC directly owns. As a manager of DMH Business LLC, Ms. Hendricks may be deemed to share voting and dispositive power over these 468,750 shares. Ms. Hendricks disclaims beneficial ownership of the 468,750 shares held by DMH Business LLC, except to the extent of her pecuniary interest therein.
  2. Gem Pharmaceuticals LLC ("Gem"), an Alabama limited liability company, has voting and investment power over 3,055,394.12 of the shares of common stock held by TacticGem LLC.Diane Hendricks is a manager of Gem and along with other managers collectively have voting control over the securities described herein. Pharma Investments LLC ("Pharma") owns a controlling share of Gem and Diane Hendricks owns a controlling share of Pharma, so Pharma and its controlling shareholders have indirect control over the securities described herein. The managers of Gem and the controlling shareholders of Pharma each disclaim ownership of the shares of common stock owned by Gem, except to the extent of their pecuniary interest therein.