Filing Details

Accession Number:
0001209191-19-061605
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-20 17:06:05
Reporting Period:
2019-12-19
Accepted Time:
2019-12-20 17:06:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
92122 Southern Co SO Electric Services (4911) 580690070
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227464 A Thomas Fanning 30 Ivan Allen Jr. Blvd. Nw
Atlanta GA 30308
President, Ceo & Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Southern Company Common Stock Acquisiton 2019-12-19 1,025,454 $41.28 1,236,147 No 4 M Direct
Southern Company Common Stock Disposition 2019-12-19 831,700 $62.99 404,447 No 4 S Direct
Southern Company Common Stock Acquisiton 2019-12-19 714,297 $44.06 1,118,744 No 4 M Direct
Southern Company Common Stock Disposition 2019-12-19 637,454 $62.99 481,290 No 4 S Direct
Southern Company Common Stock Acquisiton 2019-12-19 597,345 $44.42 1,078,635 No 4 M Direct
Southern Company Common Stock Disposition 2019-12-19 597,345 $62.99 481,290 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Southern Company Common Stock Option Right to Buy Disposition 2019-12-19 597,345 $0.00 597,345 $44.42
Southern Company Common Stock Option Right to Buy Disposition 2019-12-19 714,297 $0.00 714,297 $44.06
Southern Company Common Stock Option Right to Buy Disposition 2019-12-19 1,025,454 $0.00 1,025,454 $41.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-13 2022-02-13 No 4 M Direct
0 2014-02-11 2023-02-11 No 4 M Direct
0 2015-02-10 2024-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Southern Company Common Stock 11,714 Indirect By 401(K)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.41 to $63.63, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. Options exercised and sold pursuant to a 10b5-1 trading plan entered into on October 31, 2019 for estate and financial planning purposes. As a result of the transactions, Mr. Fanning increased his ownership of Southern Company common stock by 270,597 shares. Mr. Fanning significantly exceeds his share ownership requirements.