Filing Details

Accession Number:
0001179110-19-013072
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-20 16:11:22
Reporting Period:
2019-12-18
Accepted Time:
2019-12-20 16:11:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820027 Ameriprise Financial Inc AMP Investment Advice (6282) 133180631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1335749 Edward Joseph Sweeney General Counsel'S Office
1098 Ameriprise Financial Center
Minneapolis MN 55474
Pres-Awm Products & Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-18 8,100 $167.50 19,669 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 276 Indirect By 401(k) Plan
Footnotes
  1. Reflects the weighted average price of 8,100 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 18, 2019 with sale prices ranging from $167.4611 to $167.5604 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of December 18, 2019. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.