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Filing Details

Accession Number:: 0001209191-19-061423
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-19 21:06:03
Reporting Period:: 2019-12-17

Accepted Time:: 2019-12-19 21:06:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1510487	Principia Biopharma Inc.	PRNB	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435618	Martin Babler	C/O Principia Biopharma Inc. 220 E. Grand Avenue South San Francisco CA 94080	President, Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-12-17	5,840	$51.80	73,339	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-12-17	11,485	$52.86	61,854	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-12-17	6,661	$53.94	55,193	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-12-17	1,014	$54.36	54,179	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-12-18	1,000	$52.77	19,196	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-12-18	2,205	$53.69	16,991	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-12-18	1,295	$54.28	15,696	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,659	Direct

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Represents the weighted average sales price per share. The shares sold at prices ranging from $51.29 to $52.26 per share. Upon request by the Commission staff, Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares indirectly held by Babler Trust Agreement Dated October 25, 2006, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
Represents the weighted average sales price per share. The shares sold at prices ranging from $52.30 to $53.28 per share. Upon request by the Commission staff, Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Represents the weighted average sales price per share. The shares sold at prices ranging from $53.30 to $54.29 per share. Upon request by the Commission staff, Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Represents the weighted average sales price per share. The shares sold at prices ranging from $54.31 to $54.47 per share. Upon request by the Commission staff, Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Represents the weighted average sales price per share. The shares sold at prices ranging from $52.10 to $53.04 per share. Upon request by the Commission staff, Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Sales were sold in equal amounts in a block trade aggregated from three accounts held in trust for each of Mr. Babler's minor children.
Shares indirectly held by Martin Babler, as custodian for his minor children under California Uniform Transfer to Minor Act, of which the Reporting Person is a custodian and may be deemed to share voting and dispositive power over these shares.
Represents the weighted average sales price per share. The shares sold at prices ranging from $53.13 to $54.105 per share. Upon request by the Commission staff, Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Sales were sold in equal amounts in a block trade aggregated from three accounts held in trust for each of Mr. Babler's minor children.
Represents the weighted average sales price per share. The shares sold at prices ranging from $54.13 to $54.42 per share. Upon request by the Commission staff, Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Sales were sold in equal amounts in a block trade aggregated from three accounts held in trust for each of Mr. Babler's minor children.
Includes 1,312 shares and 1,347 shares acquired under the Employment Stock Purchase Plan on May 15, 2019 and November 15, 2019 respectively.