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Home > Insider Trading > Filing (0001628280-19-015231)

Filing Details

Accession Number:: 0001628280-19-015231
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-19 14:49:30
Reporting Period:: 2019-12-17

Accepted Time:: 2019-12-19 14:49:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
785557	Dlh Holdings Corp.	DLHC	Services-Help Supply Services (7363)	221899798

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1553121	M. Kathryn Johnbull	Dlh Holdings Corp 3565 Piedmont Road, Ne Bldg. 3-700 Atlanta GA 30305	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-12-17	20,000	$1.34	132,654	No	4	M	Direct
Common Stock	Acquisiton	2019-12-19	10,000	$4.00	142,654	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options	Acquisiton	2019-12-17	20,000	$0.00	20,000	$1.34

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
203,000	2012-06-25	2022-06-25	No	4	M	Direct

Footnotes

The option, initially representing a right to purchase a total of 250,000 shares, became exercisable for 50,000 shares on June 25, 2012. Of the remaining shares subject to this option, 66,666 shares remain subject to additional vesting requirements.