Filing Details

Accession Number:
0001368148-19-000063
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-18 17:22:51
Reporting Period:
2019-12-17
Accepted Time:
2019-12-18 17:22:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368148 Athersys Inc / New ATHX Pharmaceutical Preparations (2834) 204864095
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402609 Jr William Lehmann 3201 Carnegie Avenue
Cleveland OH 44115-2634
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-17 12,560 $1.18 499,636 No 4 F Direct
Common Stock Disposition 2019-12-18 30,000 $1.17 469,636 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
  2. Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted for tax and planning purposes.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.16 to $1.20, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
  4. Securities beneficially owned are comprised of (1) 229,738 shares of common stock owned and (2) unvested restricted stock units aggregating 239,898 related to annual awards, which vest quarterly over a three or four-year period from date of grant.