Filing Details

Accession Number:
0001104659-19-073500
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-17 18:23:31
Reporting Period:
2019-12-16
Accepted Time:
2019-12-17 18:23:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425355 Mill City Ventures Iii Ltd MCVT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394647 Ii Anthony Joseph Geraci 1907 Wayzata Blvd.,
Suite 205
Wayzata MN 55391
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-16 19,486 $0.50 441,246 No 4 P Direct
Common Stock Acquisiton 2019-12-16 4,545 $1.10 445,791 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,273 Indirect By spouse
Common Stock 290,055 Indirect By Lantern Advisers LLC
Footnotes
  1. A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.