Filing Details
- Accession Number:
- 0001562180-19-006154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-17 16:10:02
- Reporting Period:
- 2019-12-13
- Accepted Time:
- 2019-12-17 16:10:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1459839 | Si-Bone Inc. | SIBN | Surgical & Medical Instruments & Apparatus (3841) | 262216351 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1755111 | Carlton W Reckling | C/O Si-Bone, Inc. 471 El Camino Real, Suite 101 Santa Clara CA 95050 | Cmo And Vp, Medical Affairs | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-13 | 5,000 | $3.96 | 16,740 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-13 | 5,000 | $3.96 | 21,740 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-13 | 5,000 | $20.06 | 16,740 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-13 | 5,000 | $20.00 | 11,740 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-16 | 5,000 | $3.96 | 16,740 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-16 | 5,000 | $20.00 | 11,740 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-12-13 | 5,000 | $0.00 | 5,000 | $3.96 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-12-13 | 5,000 | $0.00 | 5,000 | $3.96 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-12-16 | 5,000 | $0.00 | 5,000 | $3.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,554 | 2023-03-18 | No | 4 | M | Direct | |
| 30,554 | 2023-03-18 | No | 4 | M | Direct | |
| 25,554 | 2023-03-18 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
- The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.26, inclusive.
- Includes 8,287 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.
- The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.
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