Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-12-17 16:05:43
Reporting Period:
Accepted Time:
2019-12-17 16:05:43
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1578620 Alcentra Capital Corp ABDC () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186930 Edward Grebow C/o Alcentra Capital Corporation
200 Park Avenue, 7Th Floor
New York NY 10166
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-16 5,000 $9.14 41,208 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 500 Indirect By Children's Trust
  1. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $9.135 to $9.15 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).