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Filing Details

Accession Number:
0001770907-19-000039
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-17 09:46:34
Reporting Period:
2019-12-13
Accepted Time:
2019-12-17 09:46:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1009759 Capstone Turbine Corp CPST Engines & Turbines (3510) 954180883
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1770907 Iii S. Frederick Hencken C/o Capstone Turbine Corp.
16640 Stagg St.
Van Nuys CA 91406
Interim Chief Financial Office No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-13 1,500 $3.41 5,084 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,436 Direct
Footnotes
  1. These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018.