Filing Details

Accession Number:
0001104659-19-073112
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-16 17:25:15
Reporting Period:
2019-12-12
Accepted Time:
2019-12-16 17:25:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410939 Iveric Bio Inc. ISEE Pharmaceutical Preparations (2834) 208185347
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1696429 Keith Westby C/O Iveric Bio, Inc.
One Penn Plaza, 35Th Floor
New York NY 10119
Svp & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-12 12,500 $0.00 45,106 No 4 M Direct
Common Stock Disposition 2019-12-13 4,530 $6.60 40,576 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-12-12 12,500 $0.00 12,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,500 No 4 M Direct
Footnotes
  1. Restricted stock units converted into common stock on a one-for-one basis upon vesting of the units.
  2. On December 12, 2018, the Reporting Person was granted an award of 50,000 restricted stock units, which vests with respect to 25% of the shares subject to the award on each of the first, second, third and fourth anniversaries of the grant date, subject to continued employment with the Registrant and the other terms and conditions under the Registrant's 2013 Stock Incentive Plan.