Filing Details

Accession Number:
0000350894-19-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-16 10:13:52
Reporting Period:
2019-12-12
Accepted Time:
2019-12-16 10:13:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350894 Sei Investments Co SEIC Security Brokers, Dealers & Flotation Companies (6211) 231707341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1436013 Kevin Barr 1 Freedom Valley Drive
Oaks PA 19456
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Stock Option (Right To Purchase) Disposition 2019-12-12 30,000 $65.05 44,134 No 4 S Direct
Stock Option (Right To Purchase) Acquisiton 2019-12-12 30,000 $17.65 74,134 No 4 M Direct
Common Stock Disposition 2019-12-12 30,000 $65.05 44,134 No 4 S Direct
Stock Option (Right To Purchase) Acquisiton 2019-12-12 30,000 $17.65 74,134 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Stock Options Right To Purchase STOCK OPTION (RIGHT TO PURCHASE) Acquisiton 2019-12-12 30,000 $17.65 30,000 $17.65
Stock Options Right To Purchase STOCK OPTION (RIGHT TO PURCHASE) Acquisiton 2019-12-12 30,000 $17.65 30,000 $17.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2011-02-25 2019-12-15 No 4 M Direct
0 2014-02-28 2019-12-15 No 4 M Direct