Filing Details
- Accession Number:
- 0001192482-19-000523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-13 20:44:07
- Reporting Period:
- 2019-12-11
- Accepted Time:
- 2019-12-13 20:44:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372299 | Ocugen Inc. | OCGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1791820 | Shankar Musunuri | C/O Ocugen, Inc. 5 Great Valley Parkway, Suite 160 Malvern, PA 19355 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-11 | 263,000 | $0.41 | 263,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-12-12 | 143,000 | $0.35 | 406,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,375,299 | Indirect | By KVM Holdings, LLC |
Footnotes
- Represents the weighted average purchase price of $0.4056. These shares were acquired in multiple transactions ranging from $0.3815 to $0.4104 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average purchase price of $0.3519. These shares were acquired in multiple transactions ranging from $0.3453 to $0.3602 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The Reporting Person is a member and officer of KVM Holdings, LLC and has voting and investment power power over the shares held by KVM Holdings, LLC.
Billionaire Hedge Funds
