Filing Details
- Accession Number:
- 0001209191-19-060466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-13 17:15:55
- Reporting Period:
- 2019-12-12
- Accepted Time:
- 2019-12-13 17:15:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380567 | Neven Haltmayer | 4300 North First Street San Jose CA 95134 | Svp, Video R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-12 | 5,698 | $3.14 | 178,706 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-12 | 5,698 | $8.32 | 173,008 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-12 | 24,302 | $3.14 | 197,310 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-12 | 24,302 | $8.24 | 173,008 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/Right to Buy | Disposition | 2019-12-12 | 5,698 | $3.14 | 5,698 | $3.14 |
| Common Stock | Stock Option/Right to Buy | Disposition | 2019-12-12 | 24,302 | $3.14 | 24,302 | $3.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 74,302 | 2015-02-15 | 2023-03-14 | No | 4 | M | Direct |
| 50,000 | 2015-02-15 | 2023-03-14 | No | 4 | M | Direct |
Footnotes
- These shares of common stock were acquired upon the exercise of stock options on 12/12/2019. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.
Billionaire Hedge Funds
