Filing Details
- Accession Number:
- 0001209191-19-060348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-13 16:06:57
- Reporting Period:
- 2019-12-12
- Accepted Time:
- 2019-12-13 16:06:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880631 | Wisdomtree Investments Inc. | WETF | Security Brokers, Dealers & Flotation Companies (6211) | 133487784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1727098 | Stuart Bell | C/O Wisdomtree Investments, Inc. 245 Park Avenue, 35Th Floor New York NY 10167 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-12 | 15,000 | $2.25 | 143,261 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-12 | 10,000 | $4.90 | 133,261 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-12-12 | 15,000 | $0.00 | 15,000 | $2.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-15 | 2020-01-27 | No | 4 | M | Direct |
Footnotes
- Includes restricted stock awards which vest as to (i) 27,445 shares on January 25, 2020, (ii) 26,216 shares on January 25, 2021 and (iii) 23,676 shares on January 25, 2022.
Billionaire Hedge Funds
