Filing Details
- Accession Number:
- 0001567619-19-023056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-13 14:11:08
- Reporting Period:
- 2019-03-21
- Accepted Time:
- 2019-12-13 14:11:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94845 | Levi Strauss & Co | LEVI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 940905160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1791584 | J. Bradley Haas | C/O Argonaut Securities Company 1155 Battery Street San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-03-21 | 604,960 | $0.00 | 604,960 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2019-03-21 | 280,000 | $0.00 | 280,000 | No | 4 | C | Indirect | Through a trust of which Mr. Haas is the trustee |
| Class A Common Stock | Disposition | 2019-03-21 | 604,960 | $17.00 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-03-21 | 280,000 | $17.00 | 0 | No | 4 | S | Indirect | Through a trust of which Mr. Haas is the trustee |
| Class A Common Stock | Acquisiton | 2019-10-09 | 10,000 | $0.00 | 10,000 | No | 4 | C | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Indirect | Through a trust of which Mr. Haas is the trustee |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Through a trust of which Mr. Haas is the trustee |
| No | 4 | C | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2019-03-21 | 604,960 | $0.00 | 604,960 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-03-21 | 280,000 | $0.00 | 280,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-05-30 | 811,555 | $0.00 | 811,555 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-10-09 | 10,000 | $0.00 | 10,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-10-14 | 625,288 | $0.00 | 625,288 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,463,400 | No | 4 | C | Direct | ||
| 3,003,190 | No | 4 | C | Indirect | ||
| 11,274,955 | No | 4 | J | Direct | ||
| 11,264,955 | No | 4 | C | Direct | ||
| 11,890,243 | No | 4 | J | Direct |
Footnotes
- Represents the conversion of Class B Common Stock into Class a Common Stock.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- These shares were a distribution from a trust.
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