Filing Details

Accession Number:
0001567619-19-023052
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-13 13:56:23
Reporting Period:
2019-03-21
Accepted Time:
2019-12-13 13:56:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
94845 Levi Strauss & Co LEVI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 940905160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1791586 C. Jennifer Haas C/O Argonaut Securities Company
1155 Battery Street
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-03-21 850,000 $0.00 850,000 No 4 C Direct
Class A Common Stock Disposition 2019-03-21 850,000 $17.00 0 No 4 S Direct
Class A Common Stock Acquisiton 2019-12-11 1,827 $0.00 1,827 No 4 C Direct
Class A Common Stock Disposition 2019-12-11 1,827 $18.01 0 No 4 S Direct
Class A Common Stock Acquisiton 2019-12-12 7,547 $0.00 7,547 No 4 C Direct
Class A Common Stock Disposition 2019-12-12 7,547 $18.33 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2019-03-21 850,000 $0.00 850,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-04-01 4,000 $0.00 4,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-04-01 4,000 $0.00 4,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-05-30 811,554 $0.00 811,554 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-10-14 625,289 $0.00 625,289 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-12-11 1,827 $0.00 1,827 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-12-12 7,547 $0.00 7,547 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,427,200 No 4 C Direct
5,474,820 No 5 G Indirect
31,770 No 5 G Indirect
11,238,754 No 4 J Direct
11,864,043 No 4 J Direct
11,862,216 No 4 C Direct
11,854,669 No 4 C Direct
Footnotes
  1. Represents the conversion of Class B Common Stock into Class A Common Stock.
  2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  3. Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
  4. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18 to $18.04 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.
  5. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18 to $18.41 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.
  6. These shares were a gift from a custodial account of which Ms. Haas is the custodian to a limited liability company of which she is the manager. Both such account and limited liability company are for the benefit of others and Ms. Haas has sole voting and investment power over both. She disclaims beneficial ownership of these shares.
  7. These shares were a distribution from a trust.