Filing Details

Accession Number:
0000073124-19-000251
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-12 19:22:58
Reporting Period:
2019-12-11
Accepted Time:
2019-12-12 19:22:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1136778 P Robert Browne 50 S Lasalle St
Chicago IL 60603
Evp & Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-11 356 $52.64 33,219 No 4 M Direct
Common Stock Acquisiton 2019-12-11 711 $52.69 33,930 No 4 M Direct
Common Stock Acquisiton 2019-12-11 1,110 $60.85 35,040 No 4 M Direct
Common Stock Acquisiton 2019-12-11 11,869 $70.21 46,909 No 4 M Direct
Common Stock Disposition 2019-12-11 14,046 $109.28 32,863 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right-to-buy) Disposition 2019-12-11 356 $0.00 356 $52.64
Common Stock Employee Stock Option (right-to-buy) Disposition 2019-12-11 711 $0.00 711 $52.69
Common Stock Employee Stock Option (right-to-buy) Disposition 2019-12-11 1,110 $0.00 1,110 $60.85
Common Stock Employee Stock Option (right-to-buy) Disposition 2019-12-11 11,869 $0.00 11,869 $70.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-14 No 4 M Direct
0 2023-02-11 No 4 M Direct
0 2024-02-10 No 4 M Direct
0 2025-02-17 No 4 M Direct
Footnotes
  1. Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  2. Price reflects the weighted average sales price from $109.23 to $109.41. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  3. This option became exercisable in four equal annual installments beginning 2/14/2012.
  4. This option became exercisable in four equal annual installments beginning 2/11/2014.
  5. This option became exercisable in four equal annual installments beginning 2/10/2015.
  6. This option became exercisable in four equal annual installments beginning 2/17/2016.