Filing Details

Accession Number:
0001179706-19-000164
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-12 18:56:29
Reporting Period:
2019-12-10
Accepted Time:
2019-12-12 18:56:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1354297 Philip Davis C/O Hewlett Packard Enterprise Company
6280 America Center Drive
San Jose CA 95002
Cso, Pres Hybrid It No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-10 41,262 $15.84 84,434 No 4 M Direct
Common Stock Disposition 2019-12-10 20,458 $15.84 63,976 No 4 F Direct
Common Stock Disposition 2019-12-11 43,172 $15.90 20,804 No 4 S Direct
Common Stock Disposition 2019-12-12 20,804 $15.91 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-12-10 41,262 $0.00 41,262 $0.00
Common Stock Restricted Stock Units Acquisiton 2019-12-10 126,263 $0.00 126,263 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
82,524 No 4 M Direct
126,263 No 4 A Direct
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/28/19.
  2. The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.865 to $16.00. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  3. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  4. As previously reported, on 12/10/18 the reporting person was granted 120,110 Restricted Stock Units ("RSUs"), 40,036 of which vested on 12/10/19, and 40,037 of which will vest on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,226 vested dividend equivalent rights and a de minimus adjustment of 0.0936 due to fractional rounding of the dividend equivalent rights.
  5. On 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.