Filing Details

Accession Number:
0001567619-19-023003
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-12 18:46:39
Reporting Period:
2019-12-10
Accepted Time:
2019-12-12 18:46:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1519401 Regional Management Corp. RM () NJ
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
927942 D Bennett Lindenbaum Basswood Capital Management, L.l.c.
645 Madison Avenue, 10Th Floor
New York NY 10022
Yes No Yes Yes
927943 A Matthew Lindenbaum Basswood Capital Management L.l.c.
645 Madison Avenue 10Th Floor
New York NY 10022
Yes No Yes Yes
1085393 Basswood Capital Management, L.l.c. 645 Madison Avenue, 10Th Floor
New York NY 10022
Yes No Yes Yes
1269758 Basswood Partners, L.l.c. Basswood Capital Management L.l.c.
645 Madison Avenue, 10Th Floor
New York NY 10022
Yes No Yes Yes
1519641 Basswood Financial Fund, L.p. Basswood Capital Management L.l.c.
645 Madison Avenue, 10Th Floor
New York NY 10022
Yes No Yes Yes
1525955 Basswood Enhanced Long Short Fund Lp Basswood Capital Management, L.l.c.
645 Madison Avenue, 10Th Floor
New York NY 10022
Yes No Yes Yes
1538637 Basswood Financial Long Only Fund, L.p. Basswood Capital Management L.l.c.
645 Madison Avenue, 10Th Floor
New York NY 10022
Yes No Yes Yes
1541970 Basswood Enhanced Long Short Gp, Llc Basswood Capital Management L.l.c.
645 Madison Avenue, 10Th Floor
New York NY 10022
Yes No Yes Yes
1576092 Basswood Financial Fund, Inc. Basswood Capital Management L.l.c.
645 Madison Avenue, 10Th Floor
New York NY 10022
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share ("Common Stock") Acquisiton 2019-12-10 48,514 $31.06 798,702 No 4 P Indirect See footnotes
Common Stock Acquisiton 2019-12-11 3,902 $30.90 802,604 No 4 P Indirect See footnotes
Common Stock Acquisiton 2019-12-10 3,302 $31.06 129,024 No 4 P Indirect See footnotes
Common Stock Acquisiton 2019-12-11 265 $30.90 129,289 No 4 P Indirect See footnotes
Common Stock Disposition 2019-12-10 75,170 $31.04 56,652 No 4 S Indirect See footnotes
Common Stock Disposition 2019-12-10 9,882 $31.10 46,770 No 4 S Indirect See footnotes
Common Stock Disposition 2019-12-11 6,108 $30.79 40,662 No 4 S Indirect See footnotes
Common Stock Acquisiton 2019-12-10 314 $31.06 22,365 No 4 P Indirect See footnotes
Common Stock Acquisiton 2019-12-11 25 $30.90 22,390 No 4 P Indirect See footnotes
Common Stock Acquisiton 2019-12-10 5,326 $31.06 46,681 No 4 P Indirect See footnotes
Common Stock Acquisiton 2019-12-11 428 $30.90 47,109 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 311,635 Indirect See footnotes
Common Stock 41,186 Indirect See footnotes
Common Stock 7,056 Indirect See footnotes
Footnotes
  1. See Exhibit 99.1
  2. See Exhibit 99.1
  3. See Exhibit 99.1
  4. See Exhibit 99.1
  5. See Exhibit 99.1
  6. See Exhibit 99.1
  7. See Exhibit 99.1
  8. See Exhibit 99.1
  9. See Exhibit 99.1