Filing Details

Accession Number:
0001209191-19-060224
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-12 16:34:01
Reporting Period:
2019-12-10
Accepted Time:
2019-12-12 16:34:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1540755 Anaplan Inc. PLAN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1476070 Jr H David Morton 50 Hawthorne Street
San Francisco CA 94105
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-10 59,375 $0.00 69,018 No 4 M Direct
Common Stock Disposition 2019-12-11 29,757 $51.00 39,261 No 4 S Direct
Common Stock Acquisiton 2019-12-10 7,327 $0.00 46,588 No 4 M Direct
Common Stock Disposition 2019-12-11 3,673 $51.00 42,915 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-12-10 59,375 $0.00 59,375 $0.00
Common Stock Restricted Stock Units Disposition 2019-12-10 7,327 $0.00 7,327 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
653,125 No 4 M Direct
51,296 No 4 M Direct
Footnotes
  1. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date.
  2. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $51.00 to $51.0427, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  4. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $51.00 to $51.06, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.