Filing Details

Accession Number:
0001288469-19-000204
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-12 16:16:14
Reporting Period:
2019-12-11
Accepted Time:
2019-12-12 16:16:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 141896129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478340 Kishore Seendripu C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Chairman, President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-11 30,000 $20.11 251,202 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,888 Direct
Common Stock 500,000 Indirect See footnote
Common Stock 500,000 Indirect See footnote
Common Stock 18,920 Indirect See footnote
Common Stock 582,064 Indirect See footnote
Common Stock 582,604 Indirect See footnote
Common Stock 805,622 Indirect See footnote
Common Stock 805,622 Indirect See footnote
Footnotes
  1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
  2. Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $20.00 to $20.19 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
  4. Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  5. Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  6. Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.
  7. Shares held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018 (the "K. S. 2018 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the K. S. 2018 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.
  8. Shares held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018 (the "R. S. 2018 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the R. S. 2018 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.
  9. Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019 (the "K. S. 2019 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the K. S. 2019 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.
  10. Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019 (the "R. S. 2019 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the R. S. 2019 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.