Filing Details

Accession Number:
0001593968-19-002313
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-12 12:00:06
Reporting Period:
2019-12-11
Accepted Time:
2019-12-12 12:00:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI State Commercial Banks (6022) 371233196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526236 J. Douglas Tucker 1201 Network Centre Dr.
Effingham IL 62401
Svp Corporate Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-11 3,103 $28.48 27,922 No 4 S Direct
Common Stock Disposition 2019-12-12 15,000 $28.54 12,922 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $23.00 2025-11-03 11,566 11,566 Direct
Common Stock Option (right to buy) $21.00 2024-12-02 7,153 7,153 Direct
Common Stock Option (right to buy) $28.59 2026-11-16 5,405 5,405 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-11-03 11,566 11,566 Direct
2024-12-02 7,153 7,153 Direct
2026-11-16 5,405 5,405 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.470 - 28.490 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.4407 - 28.7700 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  3. These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
  4. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
  5. These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.