Filing Details
- Accession Number:
- 0001209191-19-060135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-11 20:40:52
- Reporting Period:
- 2019-12-09
- Accepted Time:
- 2019-12-11 20:40:52
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1770428 | M Jack Preston | C/O Rh 15 Koch Road, Suite K Corte Madera CA 94925 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-09 | 1,500 | $44.52 | 11,850 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-09 | 3,000 | $25.39 | 14,850 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-09 | 1,500 | $238.45 | 13,350 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-09 | 1,500 | $238.33 | 11,850 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-09 | 1,500 | $237.46 | 10,350 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-09 | 806 | $240.27 | 9,544 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-09 | 1,000 | $240.00 | 8,544 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-09 | 1,000 | $239.76 | 7,544 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-10 | 1,500 | $44.52 | 9,044 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-10 | 1,500 | $234.06 | 7,544 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-11 | 4,500 | $44.52 | 12,044 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-11 | 1,500 | $233.00 | 10,544 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-11 | 1,500 | $231.46 | 9,044 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-11 | 1,500 | $231.13 | 7,544 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-12-09 | 1,500 | $0.00 | 1,500 | $44.52 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-12-09 | 3,000 | $0.00 | 3,000 | $25.39 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-12-10 | 1,500 | $0.00 | 1,500 | $44.52 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-12-11 | 4,500 | $0.00 | 4,500 | $44.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,000 | 2026-04-20 | No | 4 | M | Direct | |
| 3,000 | 2026-06-26 | No | 4 | M | Direct | |
| 24,500 | 2026-04-20 | No | 4 | M | Direct | |
| 20,000 | 2026-04-20 | No | 4 | M | Direct |
Footnotes
- Includes 2,806 shares inadvertently omitted from the reporting person's original Form 3 and the two Forms 4 filed by the reporting person after his original Form 3 was filed, as reported in the reporting person's Form 3/A filed on July 18, 2019.
- This transaction was executed in multiple trades ranging from $238.4533 to $238.4542. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- This transaction was executed in multiple trades ranging from $238.2343 to $238.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- This transaction was executed in multiple trades ranging from $240.2565 to $240.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- This transaction was executed in multiple trades ranging from $239.71 to $239.7632. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- This transaction was executed in multiple trades ranging from $231.12 to $231.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- This option award is vested and exercisable with respect to 18,000 of the shares and will vest and become exercisable with respect to an additional 6,000 of the shares annually on each of April 21, 2020 and April 21, 2021, subject to continuous service.
- This option award is vested and exercisable with respect to 4,500 of the shares and will vest and become exercisable with respect to an additional 1,500 of the shares annually on each of June 27, 2020 and June 27, 2021, subject to continuous service.
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