Filing Details

Accession Number:
0000054480-19-000245
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-11 17:04:48
Reporting Period:
2019-12-09
Accepted Time:
2019-12-11 17:04:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54480 Kansas City Southern KSU Railroads, Line-Haul Operating (4011) 440663509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1428750 W Michael Upchurch Kansas City Southern
Po Box 219335
Kansas City MO 64121-9335
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-09 1,000 $151.65 20,213 No 4 S Direct
Common Stock Disposition 2019-12-11 1,161 $0.00 19,052 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 5 G Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $97.77 2023-02-20 3,666 3,666 Direct
Common Stock Employee Stock Option (Right to Buy) $94.23 2024-02-19 3,876 3,876 Direct
Common Stock Employee Stock Option (Right to Buy) $119.35 2025-02-17 3,726 3,726 Direct
Common Stock Employee Stock Option (Right to Buy) $82.71 2026-02-18 6,973 6,973 Direct
Common Stock Employee Stock Option (Right to Buy) $86.89 2027-02-16 6,552 6,552 Direct
Common Stock Employee Stock Option (Right to Buy) $105.83 2028-03-05 6,662 6,662 Direct
Common Stock Employee Stock Option (Right to Buy) $110.13 2029-03-04 6,559 6,559 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-20 3,666 3,666 Direct
2024-02-19 3,876 3,876 Direct
2025-02-17 3,726 3,726 Direct
2026-02-18 6,973 6,973 Direct
2027-02-16 6,552 6,552 Direct
2028-03-05 6,662 6,662 Direct
2029-03-04 6,559 6,559 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $151.6300 to $151.6950. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.